United States securities law - PDFSEARCH.IO - Document Search Engine

United States securities law
Results: 27653

#	Item
791	Microsoft Word - EdelFlash - DLF-CCI gives Chennai a clean chit-30-Nov-12 Add to Reading List Source URL: smartinvestor.business-standard.com Language: English - Date: 2012-12-07 03:07:17 Financial services Financial markets United States securities law United States Securities and Exchange Commission 73rd United States Congress Securities research Financial analyst Investment banking U.S. Securities and Exchange Commission Financial economics Finance Financial system
792	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 15, 2015 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-15 13:15:50 U.S. Securities and Exchange Commission Securities Exchange Act SEC Rule 10b-5 Government United States United States securities law Financial regulation Investment Advisers Act
793	Aspire International, Inc., et al. Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-05 05:05:46 Financial economics Investment Finance Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Israel Securities Authority Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission
794	Microsoft Word - 48-4_Sachs.docx Add to Reading List Source URL: lawreview.law.ucdavis.edu Language: English - Date: 2015-04-23 12:20:12 Richard Posner United States Court of Appeals for the Seventh Circuit Citation signal Erica P. John Fund Inc. v. Halliburton Co. Private Securities Litigation Reform Act Case citation Basic Inc. v. Levinson Jones v. Harris Associates Dubitante Law Law and economics Frank H. Easterbrook
795	Case4:14-cvYGR Document110 Filed03Page1 of Add to Reading List Source URL: regmedia.co.uk Language: English - Date: 2015-04-01 19:12:09 Advanced Micro Devices Scienter Basic Inc. v. Levinson Intel SEC Rule 10b-5 Tellabs Inc. v. Makor Issues & Rights Ltd. Class action Law United States securities law Private Securities Litigation Reform Act
796	LAWS OF MALAYSIA Act A1305 SECURITIES COMMISSION (AMENDMENT) ACT 2007 Coming into force: 28 September 2007 – P.U.(B – all the provisions of the Act comes into operation except for section 7 of the Act in re Add to Reading List Source URL: www.sc.com.my Language: English - Date: 2013-09-25 08:24:36 United States Securities and Exchange Commission United States securities law Securities regulation in the United States Sexual Offences (Amendment) Act 73rd United States Congress
797	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 9, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-09 17:30:28 Financial regulation Securities Exchange Act Securities Act U.S. Securities and Exchange Commission SEC Rule 10b-5 United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
798	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 27, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspen Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-27 06:08:19 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation
799	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoFebruary 5, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-05 16:57:47 Legal terms Interlocutory appeal Continuance Appeal Interlocutory Law Appellate review Legal procedure
800	Administrative Fine Imposed on the Responsible Person of Innovation & Infinity Global Corp. [[[COMMENT BY Cher Lien]]] WU Hc6 [[[---]]] Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2014-07-17 21:52:51 SEC filings Securities Exchange Act Financial regulation Financial economics Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission

UPDATE